Unit of competency Outline
Information current as of
27/08/2026 5:44 PM AWST
27/08/2026 5:44 PM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Comply with financial planning practice ethical & operational guidelines & regulatory requirements
Comply with financial planning practice ethical & operational guidelines & regulatory requirements
Unit of competency
National Code
FNBFPS04A
FNBFPS04A
State Code
C5306
C5306
TGA Status
Deleted
Deleted
DTWD Status
Archived
Archived
State Implementation and Classification
Approved Date
28/03/2003
Original Release Date
30/06/1999
Nominal Hours
50
Field of Education
081105 - Investment And Securities
Description
N/A
General notes
N/A
Elements and Performance Criteria
No information
No information
No information
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| C7459 | FNSFPLN501A | Comply with financial planning practice ethical and operational guidelines and regulations | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| C529 | FNB40702 | Certificate IV in Financial Services (Financial Planning Support) | Qualification |
| C537 | FNB50802 | Diploma of Financial Services (Financial Planning) | Qualification |