Comply with financial planning practice ethical and operational guidelines and regulations

Unit of competency Outline

Information current as of
27/08/2026 6:54 PM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Unit of competency

National Code
FNSFPLN501A

State Code
C7459

TGA Status
Deleted

DTWD Status
Deleted

Current Release Number
1.00

Current Release Date
17/09/2004

View on TGA

State Implementation and Classification

Approved Date

25/01/2008

Original Release Date

17/09/2004

Nominal Hours

Field of Education

081105 - Investment And Securities

Description

N/A

General notes

N/A

Elements and Performance Criteria

No information

Replaces

State Code	National Code	Title	Type
C5306	FNBFPS04A	Comply with financial planning practice ethical & operational guidelines & regulatory requirements	Unit of competency

Replaced By

State Code	National Code	Title	Type
C9694	FNSFPLN501B	Comply with financial planning practice ethical and operational guidelines and regulations	Unit of competency